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The Enneagram as 'Triple Mandala'
Part II - The Third 'Turningof the Wheel of the Teachings'

© John Fudjack and Patricia Dinkelaker - May, 1999


Abstract
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section one

Using as a model the Vajrayana Buddhist perspective on the use and meaning of the mandala, in 'Triple Mandala, Part One' we saw how the Enneagram was comprised of superimposed 'outer', 'inner', and 'innermost' mandalas, and how these are related to three approaches to spiritual path, characterized in the Buddhist system as the 'path of renunciation', the 'path of transformation', and the 'path of realization'.

As previously mentioned, in the world of the Enneagram the material that corresponds most closely to the first of these paths is commonly referred to as 'The Enneagram of Personality Type'. The second path is emphasized most clearly in 'The Enneagram of Process' teachings of Bennett, Ouspensky, and Gurdjieff. And the third path involves the kind of investigation that we have embarked upon in this series of papers - which, as we have suggested, might best be called 'The Enneagram of Symbol'. It offers a perspective capable of revealing distinctly SPIRITUAL features of the Enneagram in a way that reconciles this dimension of human experience, the province of the 'Self', with the mundane world of the 'Ego'.

In the Buddhist tradition, the three types of spiritual teaching are not
The 'Golden Wheel', one of the Eight Auspicious Symbols. When making the 'Mandala Offering' it is visualized in the sky above the golden disk on which Mt Meru, its 4 surrounding continents and 8 subcontinents are pictured, lavishly bestowed with flower petals, precious gems, and 37 magical features.
mutually exclusive. They overlap, in a way that is suggested by how the outer, inner, and innermost mandalas are SUPERIMPOSED. Each includes or 'contains' aspects of the others, but each also paradoxically brings something new into relief. Sometimes this relationship is alternately depicted as three 'turnings' of one and the same 'wheel', the 'wheel of dharma'. The term 'dharma', of course, means 'teaching' (or spiritual 'truth'), and it is sometimes said that the Buddha turned this wheel three times, resulting in three separate sets of teachings, addressed to three different audiences.

It is also said, however, that the ideal presentation of the dharma is designed to possess three levels of meaning simultaneously, so as to speak at once to practitioners on all three paths. This is no mean feat, considering the fact that at the third level of the teachings it is believed that the enlightened qualities that are being sought by the seeker pre-exists the search in some form, and is not to be thought of as produced at some particular point IN TIME, or brought into being as the result of some particular CHANGE PROCESS that is invoked in the course of the individual's development.

Although seeing the Enneagram from the point of view of its outer, inner, and innermost mandalas is necessary because it prompts us to recognize important structural elements and causes us to begin to think in terms of the three LEVELS of teachings associated with triple-mandalas, it is nonetheless a perspective that leaves us with a somewhat static and incomplete picture. The additional metaphor - of a wheel turning - plants the seed of a new idea. The rotation of a circle around its center eventually returns any point on the circle to its original position, the place where it began. The fact that it takes THREE turnings of this esoteric triple-mandala wheel to complete such a motion suggests that the 'return' that is alluded to here ultimately refers to the way in which the esoteric 'innermost' teachings bring us full-circle, back to the exoteric 'outermost' teachings. This idea is in keeping with our overall conception of the mandala as a torus-shaped figure continually in the process of turning inside out, and outside in. It is also reminiscent of the well-known Zen aphorism summarizing the three stages of the spiritual path - while in the beginning, it is said, mountains are mountains and rivers are rivers, at some point on the path the mountains are somehow no longer mountains, and the rivers no longer rivers. But in the end, mountains are once again mountains and rivers are rivers.

In this paper we will more fully explore the curious THIRD 'turning of the wheel of truth' in the Buddhist system, paying special attention to some additional ramifications that occur when the mandala is conceived as a 'wheel' in the manner that is peculiar to the innermost level of the Buddhist teachings, which persists in attributing a more LITERAL meaning to the symbol than our expectations about what is 'spiritual' may cause us to anticipate. The subtle and elegant manner in which the 'path of realization' is integrated into the Buddhist teachings as a whole will become more important as we turn our attention in the remaining part of this series to the three levels of teaching in the Enneagram. Even a glimpse of how Buddhism achieves such a tricky reconciliation of perspectives will prepare us for our task in the next paper, as we attempt to articulate how the Enneagram of Type, the Enneagram of Process, and the Enneagram of Symbol might similarly best be integrated into one coherent system. Unless (and until) we can entertain the idea that at least SOME of the traits or qualities associated with mundane personality may be naturally-occuring expressions of enlightened mind (or the urge TOWARD enlightenment), we risk permitting our typologies to degenerate into a caricaturing of the baser levels of human behavior.

As a by-product of preparing this paper, we have happily stumbled upon indirect evidence that a path-of-realization approach to the Enneagram must have at one time existed, despite its seeming absence in Enneagram materials as they are currently presented publicly. It is our intention to share some of these findings with you in this paper.

Section One - Introduction
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section two

The philosophical dilemma for which the image of a turning wheel provides us with a helpful metaphorical 'solution' is the problem that occurs as a result of trying to describe profound spiritual change. In experiencing profound change, do we become something that we previously were not? If so, how can WHAT we have become be considered our 'essence'? - as it is clearly CONDITIONAL, contingent on whatever accidental circumstances are responsible for bringing it forth.

But wheels are circular, and as a wheel spins all points on its circumference gradually return to their original locations. So the metaphor of the wheel can be employed to liken the 'discovery' of one's essential nature to a return. And just as a rotating circle is always in the process of returning to its original position, even at the very beginning of its rotation, the spiritual path - although it sometimes seems to take us far afield - always brings us back to what we in essence are.

This does not mean that at all points in the process we are always in touch with the point of origin. Quite the contrary. At various times we may be more or less alienated from the source, or completely oblivious to its existence. This is part of the mystery of being human - we can and do forget who and what we really are. And it is a 'forgetting' of the most profound kind, with far-reaching consequences.

Sometimes the circle itself - the mandala - will take on different appearances depending upon the perspective from which we approach it, the stage of the spiritual process at which we find ourselves. On the 'path of renunciation', it is likely to appear in a form that resembles the 'Wheel of Life', the diagram seeking to explain how the ego arises, and along with it the myriad of things to which we react with attachment, aversion, and indifference - all of which contribute to the experience of human suffering.

On the 'path of transformation' it will, in contrast, more likely appear as the deity and offering mandalas proper, in which is encoded information about methods for overcoming the fixation to subject-object duality manifest in the ego and its things. Here we find information about the chakras, and the complex relationship between the different types of energy (the 'buddha families') associated with them. And so we get descriptions like the following  -

The mandala indicates a focalization of wholeness and is analogous to the cosmos. As a synergic form it reflects cosmogenic process, the cycles of elements, and harmoniously integrates within itself the opposites, the earthly and the ethereal, the kinetic and the static. The circle also functions as the nuclear motif of the self, a vehicle for centering awareness, disciplining concentration and arousing a state conducive to mystic exaltation. Each of the five component parts of the mandala - the four sides and the centre - is psychologically significant; they correspond to the five structural elements of personality and the five Buddhas of the Diamond Vehicle: Vairochana, 'The Brilliant One'; Aksobhya, 'The Unshakable'; Ratnasambhava, 'The Matrix of the Jewel'; Amitabha, 'The Infinite Light'; and Amogasiddhi, 'The Infallible Realization'. Through contemplation on the mandala, the adept can tap higher levels of integration and realize cosmic communion, a micro-macro unity -
The five Buddhas do not remain remote divine forms in distant heavens, but descend into us. I am the cosmos and the Buddhas are in myself. In me is the cosmic light, a mysterious presence, even if it be obscured by error. But these five Buddhas are nevertheless in me, they are the five constituents of the human personality'.
Tucci further observes that 'Pure Consciousness assumes five faces of different colours from which derive the five directions which corresponds to the five 'families' of the Buddhist Schools... The mandala is a psychic complex which conditions the return of the psyche to its potent core." (Mookerjee and Khanna, The Tantric Way - Art, Science, Ritual,1977, Thames and Hudson Ltd,page 64)

As a path-of-transformation tool in the Buddhist tradition the mandala is a map onto which personality traits, functions of consciousness, and enlightened qualities are all plotted in a complex manner that begins to give some idea of the complex relationships pertaining between the mundane qualities that characterize our everyday lives and personalities, and the enlightened qualities - the 'wisdoms' - that blossom when the appropriate methods of transformation are applied. But does this as yet constitute a full-fledged 'path of realization' approach to the mandala?

Not quite. For the approach does not yet help us to appreciate HOW the qualities that we seek are already present within us - albeit in an obscured or hidden way. In a 'path of realization' approach, we must begin to appreciate how the emergence of the qualities are not the product of an ACQUISITION, an attempt to grasp that which is other, alien, distant. It is a RELAXING INTO that which we are already, at some level at least, in possession of. This may be a very subtle difference, but one that makes all the difference in the world. At some point on the spiritual path it actually becomes necessary to let go of the subtlest level of grasping, and the subtlest form of object-to-be-grasped.

Instead of automatically clutching, seizing what is missing, one begins to develop a habit of ALLOWING what exists to emerge in its full richness. One recognizes that there is nothing else, nothing other, that one really needs. Everything is complete, intrinsically perfect, just as it is. There is no need to elevate one's self in contrast to someone or something else, it is no longer really necessary to try to stand apart from the others, or establish a unique personal 'identity'. One is already established, is already everything one needs to be. There is nothing really to succeed at, all has already been successfully accomplished. Neither is there a need to escape the onslaught of detail that is part of everyday life - there are no accidents, no interruptions, no distractions. Nothing to detach oneself from, no need to hold back. Nothing to comprehend. Nothing to be apprehensive about. No need to see through what is going on, as one is never without insight. There is no need to chase down adventures - as this moment is already a special event in its own right, a peak experience. There is no question about having to control things, as everything was always really under control from the very beginning. And no need to pacify, as peace has never been interrupted.

In this way we traverse all nine enneagram 'points' - seeing them, however, as if for the very first time. For we view them now from a 'path of realization' vantage point.

Section Two - Pancakes and Prophecies
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section three

How does the wheel, as symbol, manifest in its third turning, on the 'path of realization'? This is the question to which we will turn our attention in this section.

The Cakravartin's Wheel

In the following passage, the Venerable Chogyam Trungpa Rinpoche describes the Ninth, most advanced, level of the spiritual path in the Nyingma tradition of Tibetan Buddhism.

The ninth yana, maha ati or ati yoga [equivalent to 'Dzogchen' and 'Mahamudra', in other schools of Tibetan Buddhism], is the final stage of the path. It is both the beginning and the end of the journey. It is not final in the sense that we have finished making a statement and we have nothing more to say, but final in the sense that we feel we have said enough. At this level, if there are any further words, they are the creations of space rather than idle remarks. ... From [the ati] point of view, our achievement is not regarded as final but as a re-appreciation of what we have already gone through. In fact, we would like to retake the journey we have been through. So maha ati is the beginning of the end and the end of the beginning. Ati teachings talk of enormous space. In this case, it is not space as opposed to a boundary, but a sense of total openness. ... From the perspective of ati, the rest of the yanas are trying to comfort us: 'If you feel separate, don't worry. There is nonduality as your saving grace. Try to rest your mind in it. Everything is going to be okay. Don't cry.' In contrast, the approach of ati is a blunt and vast attitude of total flop, as if the sky had turned into a gigantic pancake and suddenly descended onto our head, which ironically creates enormous space. That is the ati approach, that larger way of thinking, that larger view.

... There is a children's story about the sky falling, but we do not actually believe that such a thing could happen. The sky turns into a blue pancake and drops on our head - nobody believes that. But in maha ati experience, it actually does happen. There is a new dimension of shock, a new dimension of logic. It is as though we were furiously calculating a mathematical problem in our notebook, and suddenly a new approach altogether dawned on us, stopping us in our tracks. Our perspective becomes completely different.

... If you are trying to catch what I am saying, quite possibly you cannot capture the idea. In fact, it is quite possible that you do not understand a word of it. You cannot imagine it in even the slightest, faintest way. But it is possible that there are situations that exist beyond your logic, beyond your system of thinking. That is not an impossibility. In fact it is highly possible.

The earlier yanas [the eight earlier paths] talk about the rug being pulled out from under your feet, wich is quite understandable. If our landlord kicks us out of our apartment, the rug is pulled out from under our feet, obviously. That is quite workable, and we find that we can still relate with our world. But in ati we are talking about the sky collapsing onto us. NOBODY thinks of that possibility. It is an entirely different approach. No one can imagine a landlady or a landlord who could pull that trick on us.

In maha ati we are not talking about gaining ground or losing ground, or how we settle down and find our way around. Instead we are talking about how we can develop headroom. Headroom, or the space above us, is the important thing. We are interested in how space could provide us with a relationship to reality, to the world. (Chogyam Trungpa, Journey Without Goal - The Tantric Wisdom of the Buddha, 1981, Shambhala, pages 137-138)

The metaphor that Trungpa uses to describe the Ninth Yana experience - the sky falling on one's head
The Kalachakra emblem, the 'Ten of Power'. 'The flame, sun and crescent moon on top represent the [three] syllables Om ha sva. Intertwined below are the remaining seven syllables: ha ksha ma la va ra yam', explains Bernbaum. Although the diagram can hardly be said to physically resemble the enneagram, it is viewed as comprised of two parts - as Bernbaum's comment indicates - that are not unike the two inner figures into which the Enneagram may be separated.
like a blue pancake - is interesting in light of our previous discussion of the 'superflous ninth' and the role that the number nine plays in symbolizing the emergence of form out of emptiness. The metaphor takes on additional significance in this respect when we recognize it as a playful allusion to future celestial events prophecied in the Kalacakra Tantras, which are central texts in the Ninth Yana teachings. The Tibetan calendar begins in the year in which these tantras were brought to Tibet, a fact which should alert us to their importance in the culture at large, and to the influence that the Ninth Yana 'path of realization' teachings has had there.

In the Kalacakra texts a hidden kingdom called 'Shambhala', an idylic spiritual utopia that is believed to exist in reality (although it proves, in fact, extremely hard to find), is described in detail and located on the cosmological map (of Mt Meru, and so forth) utilized in the 'mandala offering' practice. The role it is destined to play in history is also detailed. Trungpa, a Tibetan Buddhist tulku who in the 1970s established Shambhala Training, a secular meditation program offering a vision of enlightened society that inspired the creation of Shambhala Publications, was also the author of numerous books, including Shambhala - the Sacred Path of the Warrior. He was at the time the foremost proponent of the Shambhala teachings in the West.

According to the prophecy, as the succession of 32 kings who will peacefully rule Shambhala gradually passes, conditions in the outside world progressively worsen. Greed and dishonesty prevail, and an ideology of brutal materialism spreads until, in the reign of the 32nd king, Shambhala is invaded by the barbarians. Their sovereign is outraged when he discovers that the entire world is not under his rule. At that point, according to Erwin Bernbaum, in his book The Way to Shambhala,

'The Wrathful One with the Wheel' will rise from his throne and lead a mighty host against the invaders. And there, in a last great battle, the evil King of the barbarians and his army will be destroyed. ... When the battle is over, the rule of Shambhala will extend over the rest of the world, and 'the perfect age will dawn anew, better than anything that [has] happened before'. Food will grow without work, there will be no disease or poverty, and people will live to the age of a hundred years. Great saints and sages of the past will return to life to teach true wisdom, and many will attain enlightenment through the practice of the Kalachakra. (Bernbaum,The Way to Shambhala - A Search for the Mythical Kingdom beyond the Himalayas,1980, Anchor Books, page 23).

The wheel possessed by Rudra Cakrin (who is also known as 'the Cakravartin', or possessor of such a device) is a wheel of iron that has fallen from the sky to mark the beginning of his reign. According to the biographies of the Tibetan saints, the miraculous events that characteristically accompany such accomplished beings in their journeys on earth frequently involve objects precipitating like a 'rain of wisdom' from the empty sky - rainbows, rice, flower petals, and even jewels. There is also a tradition in which a sacred text (called 'terma') is secretly buried in a cave or elsewhere by a fully enlightened being, who intends it for a particular recipient in the far distant future. The one burying the treasure is said not only to be able to foresee the special need, at that future time, for this specific text, but also can predict the conditions under which it will be rediscovered and the identify of the individual who will unearth it. Some of these treasure texts, it is said, are hidden not in the ground but in the 'mind'(and are thus referred to as 'mind terma'), and they are discovered by advanced practitioners in meditation practices that are traditionally conducted during sleep, in dream and related states. There exist legends in which the discoverer of such a text will awaken with pages physically in hand. Similar tales tell how individuals capable of visiting Shambhala in a meditative state will similarly return with physical objects - exotic fruits, for instance, of a type previously unknown on earth.

The iron wheel that will fall from the sky marking Rudra Cakrin's reign is an attribute that ...

identifies him as a Universal Emperor of Buddhist mythology and symbolizes his temporal and spiritual powers. In some versions of the prophecy, Rudra Cakrin actually uses his iron wheel like a spinning discus to cut down his enemies. It also symbolizes the power he has to spread the teachings in Buddhism: When the Buddha preached his first sermon after attaining enlightenment, he is said to have 'turned the Wheel of Truth'. According to most sources Rudra Cakrin will be the incarnation of Manjushri, the Bodhisattva of Wisdom.
(Bernbaum, pages 238-9)

Bernbaum, who interviewed numerous lamas in preparation for his book on the legend and prophecies of Shambhala, reports that during their meditations a number of Tibetan mystics have seen the same vision, 'of an iron wheel that approaches a house and changes into the form of Shambhala'.

According to Chugyal Rinpoche, says Bernbaum,

'The house symbolizes the earth, and the wheel the teachings of Shambhala coming from another planet'. Mysticism aside, from a scientific point of view, many Tibetans feel that the kingdom could be most easily hidden in the finite reaches of outer space. (Bernbaum, page 38)

In the hands of its selfless ruler, the incarnation of Manjushri who has come 'to liberate the world from materialism and deluded ego', the wheel is not unlike the 'Wheel of Teachings' utilized by the Buddha. In this 3rd-level path-of-realization manifestation, however, when 'mountains are once again mountains', in the words of the Zen aphorism, the mandala appears as less of an abstract idea or design, and more object-like - a thing which has literally fallen from the empty sky like a meteor. It is, in other words, conceived as somewhat less like an exlusively figurative religious object, and more like a secular tool, to be used in the mundane world. The emphasis is indeed on its material aspect, and its functional, pragmatic features. It is like the wheel behind which the driver in an automobile sits - a practical device that is helpful in quiding the vehicle. Sometimes it is even conceived as the vehicle itself, a flying disc or saucer capable of TRANSPORTING the entire community to its destination, as we are told in a footnote to Jamgon Kongtrul's classic text, The Torch of Certainty.

According to H. Zimmer in PHILOSOPHIES OF INDIA (Princeton: Bollingen, 1951) the idea of the CAKRAVARTIN or universal ruler had its roots in pre-Aryan India. As a Buddhist symbol it connotes worldly supremacy, the secular equivalent of the Budhha's spiritual supremacy. The CAKRAVARTIN bears the same 'major and minor marks of perfection' as the Buddha.

The 'seven possessions' are symbols associated with this worldly supremacy, the central one being the wheel or Chakra. 'The day when this first appeared to him .... it stood as the sign that he was to undertake the campaign unifying the whole earthly realm. He rose and followed the symbol, which now moves before him as he marches.' (Zimmer, page 127-39) According to Kalu Rinpoche, propelled by the monarch's great stock of [karmic] merit, the wheel efficiently transports him and his entire retinue to their desired destination as they ride on its huge hub. The wish-fulfilling gem not only takes care of the CAKRAVARTIN'S own desires but grants the wishes of all who stand within the range of its great radiance. (Jamgon Kongtrul's The Torch of Certainty, 1977, Shambhala, page 113, footnote 19)

The Land of Shambhala

The wheel that the Cakravartin holds has

Shambhala
eight spokes and closely resembles the physical layout of the Buddhist land of Shambhala (left), which is depicted as an eight-petaled lotus. Compare the general shape of the illustration to the left with the seven pointed composite figure that represents 'process' in the Enneagram. Also compare it to the Kalacakra emblem, above, in which we saw a similar motif manifest (the breakdown of the figure into a three-pointed triangular arrangment and a complex seven-part figure). In
Enneagram as Double Mandala, Part II, we interpreted the seven-pointed figure as a depiction of the 'superflous' intrusion, via Point Nine, of the 'sacred' order (represented by the equilateral triangle) into the 'mundane' order (comprised of the six-pointed figure). The map of Shambhala has the same opening at the bottom that occurs in the Enneagram between Points 4 and 5. This effect also appears, as we shall see below, in the architectural design of the Ka'abah, in the Mosque at the center of the Moslem world - another seven-pointed figure with an opening at the bottom.

The eighth lotus petal that appears at the bottom of the map of Shambhala, different from the other petals by virtue of the fact that it does not stand out graphically as a coherent unit, represents what we described in the earlier analysis as the 'sacrifice of the Eighth part', which, psychologically speaking, results both in the return to Seven as the dominant number, and in the gratuitous materialization of a 'Ninth' element, which is thereby elicited.

In the map of Shambhala, in the middle of the eight-petaled lotus is a ninth area, which contains the Cakravartin's palace. The reproduction above lacks sufficient detail for the reader to see that within the palace, on a throne, sits the king. It bears noting that the implied presence, at the very center of the picture, of the iron wheel that is the characteristic implement of Rudra Chakra, lends a fractal and liminocentric feel to the entire design. For the form of the larger all-encompassing figure (the land of Shambhala) thus structurally echoes the form of the innermost symbol held in the lap of the king, the wheel of the teachings. This suggests that the land of Shambhala is an emanation of the wheel of the teachings. But it also implies, paradoxically, that the wheel, and the teachings it represents, is a precipitant constellated within (and by) the mandala as sacred SOCIAL environment.

By representing the kingdom and the wheel as similar in form, it is being suggested that they are somehow 'one'. And the implication is that what is actually being represented here is the community of practitioners embodying the teaching - the ENLIGHTENED SOCIETY itself. From the symbol alone we might be able to infer a society with three corresponding levels of social organization (outer, inner, and innermost or secret) and an implied liminocentric structure. But, fortunately, as there is direct evidence that the social world is conceived as arranged in such a manner, we need not rely on inference.

Lest the reader begin to suspect that by treating the central region in this illustration of Shambhala as a NINTH area we are taking interpretative liberties that are not justified by the material, we cite two sources in support of this way of counting.

The Vajra, 'in its three stages of unfoldment', according to Govinda
The first is Lama Govinda. In his analysis of the the 'dorje' or 'vajra' (right), a hand-held ritual implement that he describes as a three-dimensional equivalent of the mandala. About how one counts the four upward pointing spokes and four downward pointing spokes (one sees only three of each in the diagram, as the fourth is behind the others, and not visible), Govinda remarks -

... in the same way as in the MANDALA the number of lotus petals can be raised from four to eight, by indicating the intermediary directions - thus too the rays or spokes of the VAJRA, converging upon the axis, can be raised from four to eight. In the first case one speaks of a five-spoked (Tibetan: RTSE-LNA), in the latter case a nine-spoked (Tibetan: RTSE-DGU) VAJRA. The center, as in a MANDALA, is always included in the number. Indeed, the VAJRA is an abstract (i.e., non-figural) plastic double-MANDALA ... (Lama Govinda, Foundations of Tibetan Mysticism, 1960, Samuel Weiser Inc, page 64)

The second source that we cite in support of the notion that the central area in the map should be considered a NINTH region, is Victoria LePage. In her book on Shambhala, she remarks that 'The octagon, with a ninth point in the center, is also central to the mystical symbology of Sufism. It is the seal or design which Ernest Scott says 'reaches for the innermost secrets of man'. Meaning wholeness, power and perfection, this primary geometrical symbol is one which Sufis associate with Shambhala ...'.1


Omalungring
In the mythology of the Bon, Tibet's native religion, 'Omalungring' is the equivalent to Shambhala, and is depicted in a similar way (left) -

Around the inner sanctum itself are eight square-shaped principalities arranged like the eight petal-shaped regions around the central part of Shambhala [to left]. At the very center, instead of a palace, we find a mountain with the throne of the King of Olmolungring on its summit. The nine levels of this sacred peak, each dotted with the caves of meditating hermits, represent the nine ways of the Bon that lead to enlightenment. This suggests that the palace of the King of Shambhala may have a similar kind of symbolic significance, having something to do with the teachings kept in the Buddhist kingdom. (Bernbaum, 80)

The teachings that Bernbaum is probably alluding to here are, of course, the Nine Yanas or spiritual paths. In this diagram the nine-tiered mountain plays the same role that the wheel plays in the picture of the kingdom of Shambhala - it functions as a representation of the teachings. Sometimes one sees Tibetan texts - which are long and narrow compared to Western 'books' - piled one on top of the other, in a manner that resembles a many-tiered mountain, in monasteries or in homes (where the shrine is the physical and spiritual center). It should be noted that mountain caves are traditionally considered the place par-excellence for meditation. So the nine-storied mountain is also, quite literally, a nine-storied 'palace'. The manner in which the symbol of the house/palace and the sacred text is conflated in the image of a mountain helps to explain why, in the above-mentioned visions reported by Bernbaum, the Cakravartin's iron wheel falls not merely to the earth but on a 'house' that is thereby magically changed into the spiritual kingdom of Shambhala - as if to imply the advent of a cultural/social sea-change that is of the most profound kind, spiritually speaking.

In her book on Shambhala LePage also mentions the Chinese nine-storied jewelled palace of Hsi Wang Hu, which is described as standing 'on the summit of a jade mountain in the Kunluns that legend identifies with Meru'. She surmises that the mythical Mt. Sumeru might, in reality, be Mt. Kailas, 'long-revered by the Tibetan Bonpos as the sacred 'nine-storied mountain'. 2

It is said by all accounts to be so high that it pierces the firmament, while its roots descend into the abyss beneath the earth where chaos reigns. It has seven levels, believed by some races to be nine, and these correspond to the seven or nine inner worlds and also to the ascending stations of consciousness traversed by the initiate on his purgatorial pilgrimage to heaven'.(LePage, page 62).

Section Three - Shambhala and the Secret Sufi Societies
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footnotes

Everywhere on earth, LePage points out, cities are laid out in mandalic form, according to metaphysical principles and 'for extremely practical purposes connected with the control and augmentation of earthly and celestial forces'. The city of Versailles, for example, seat of the French Sun King, was 'laid out like a wheel to function as a solar center'. 3


Rennes-leChateau
The illustration to the left is a schematic of an arial view of the Holy Place at Rennes-leChateau. It shows 'the basic pentagon of mountains defined by the position of the churches, etc', according to LePage. Notice, however, that the figure within the circle actually has nine points and is curiously reminiscent of the incomplete Enneagramic figures that Gurdjieff (as quoted by Ouspensky) enigmatically mentions in his discussion of the Enneagram. [These can be seen in this issue of the Journal, as figure 13 and 14 in our hands-on 'Enneagram Construction Puzzle'].

Bernbaum reminds us of two other well-known quests of the Middle Ages which also involve esoteric landscapes reminiscent of Shambhala -

... this one, more obviously allegorical than that of the Holy Grail, appears in Dante's DIVINE COMEDY. 'The Purgatorio', the middle section of this work, describes the ascent of Mount Purgatory to the earthly paradise on its summit. Like the journey of Shambhala, this ascent leads to a hidden sanctuary that only the spiritually purified can reach. Each level of the mountain corresponds to a particular sin, such as envy or lust, that holds the seeker back and blocks his path. He must remain at each until he has repented and purged himself of the failing it represents. This suggests that we may be able to read the guidebooks to Shambhala in a similar fashion: The features the journey they describe, such as desserts and demons, may symbolize various passions and illusions that the traveler must find and overcome in himself.

...In THE CONFERENCE OF THE BIRDS, a mystical poem of the Middle Ages by the Persian poet Farid ud-Din Attar, we find another allegorical journey, in which the birds of the world set out in search of a legendary King ... they will have to cross seven valleys that in the Sufi tradition of Islamic mysticism represent seven stages of the spiritual path leading to union with God. The names of the valleys reveal what the birds will experience in each of them: the Valley of the Quest, the Valley of Love, the Valley of Understanding, the Valley of Independence and Detachment, the Valley of Pure Unity, the Valley of Astonishment, and the Valley of Poverty and Nothingness. Our look at 'The Purgatorio' brought up the possibility that the features of the journey to Shambhala might stand for the traveler's own passions and illusions. THE CONFERENCE OF THE BIRDS suggests that they may also symbolize stages of the mystical experience that he must pass through on the way to enlightenment. (Bernbaum, pages 96-7).

In this classic Sufi tale the birds of the world set out in search of their king, the Simorgh, who lives far away and can only be reached by a long and arduous journey. At first, when told of the existence of this king by one of the birds, the 'hoopoe', they are enthusiastic about the adventure. But when it comes time to actually embark on the trip they come forward one by one to offer excuses for why they must decline to join the others in the excursion. Each identifies a weakness that he finds in himself, a mundane character flaw which, he believes, will preclude his successful participation in the journey. The finch is afraid, the hawk is self-satisfied, the nightingale is too attached to his beloved, and so on. In this portion of the tale it is the 'outer mandala', the mandala of 'personality fixations', that is being described.

All of the excuses the birds put forward are successfully countered by arguments and anecdotes offered by the hoopoe. In the course of his presentation, he gives the following explanation, which helps to convince his reluctant companions to join the quest. It alludes to 'path of realization' truths that build a sense of inner confidence in the birds, permitting them to successfully complete the 'path of renunciation' leg of their spiritual journey by turning away from their psychological 'homes', the previous behaviors and life styles to which they had accustomed themselves.

When long ago the Simorgh first appeared - His face like sunlight when the clouds have cleared - He cast unnumbered shadows on the earth, On each he fixed his eyes, and each gave birth. Thus we were born; the birds of every land are still his shadows - think, and understand. If you had known this secret you would see The link between yourselves and Majesty. (Farid Ud-Din Attar, The Conference of the Birds, Afkham Darbandi and Dick Davis, 1984, Penguin Books, page 52, lines 1069-88)

The Hoopoe is chosen as the group's leader, and the journey is about to begin - but not before the birds get a chance to ask a long series of questions about 'the Way', the path on which they are ready to embark. The last question, about the length of the journey, inspires the hoopoe to tell a tale about 'The Seven Valleys of the Way', which Trimingham interprets as follows -

.... the seven valleys traversed by the birds of the quest are: Search, Love, Mystic Apprehension, Detachment/Independence, Unity, Bewilderment, and Fulfilment in Annihilation... The purpose of the discipline ... is to achieve purification. The aspirant has: to purify his NAFS, i.e. his personality-self, from its inclination to SHAHAWAT, that is, the thoughts and desires of the natural man, and substitute these with love (MAHABBA); then he must be cast into the flames of passion (SISHQ) to emerge in the state of union (WUSLA) with transmutation of self (FANA) through the gifts of dazzlement and wonder (HAIRA) to everlastingness (BAQA). (In The Conference of Birds, page 15)
This part of the birds' journey constitutes the path proper - the 'Inner' mandala associated with the 'path of transformation', which is conceived here as a seven-fold process. [In his analysis, Trimingham appears to be circumambulating the Enneagram in a clockwise manner, as it were - from E1 to E9: purification (E1), love (E2), Mystic Apprehension (E4), Detachment (E5), Tranmutation (E6), Dazzlement and Wonder (E7), Fulfillment (E8)].

The journey finally brings the birds to the court of the Simorgh. There they come to a profound 'path of realization' discovery - that the Simorgh whom they seek is really themselves, the thirty (si) birds (morgh) that are left at the end of the Journey.

All three paths are integrated into the journey, as is summarized beautifully in one short line of the poem itself -

'First lose yourself, then lose this loss, and THEN ...' 4

For ONLY then will the rebirth that is the final goal of the 'path of realization' occur, the coming-into-being of what is sometimes referred to as the 'vajra body' in Buddhism, the spiritual body associated with the 'enlightened' being.

In the words of the Simorgh, who explains it all at the end -

Though you traversed the Valley's depths and fought
With all the dangers that the journey brought,
The journey was in Me, the deeds were Mine -
You slept secure in Being's inmost shrine.
And since you came as thirty birds, you see
These thirty birds when you discover Me,
The Simorgh, Truth's last flawless jewel, the light
In which you will be lost to mortal sight,
Dispersed to nothingness until once more
You find in Me the selves you were before'.
Then as they listened to the Simorgh's words,
A trembling dissolution filled the birds -
The substance of their being was undone,
And they were lost like shade before the sun;
Neither the pilgrims nor their guide remained.
The Simorgh ceased to speak, and silence reigned.
(The Conference of the Birds, page 220, lines 4255-71)

But the story does not end here - in 'emptiness'.

A hundred thousand centuries went by,
And then those birds, who were content to die,
To vanish in annihilation, saw
Their Selves had been restored to them once more,
That after Nothingness they had attained
Eternal Life, and selfhood was regained.
(The Conference of the Birds, page 220, lines 4255-71)

This third-phase return to a 'bodily' form, and to something resembling the 'ego', entails the attainment of what are referred to as 'divine attributes of perfection' in Sufism and (enlightened) 'qualities' in Buddhism, as we shall see below.


Ka'abah
To the left is a 16 century schematic of the Ka'abah, a building of gray stone in the middle of the great mosque in Mecca, at the geographical center of Islam. Like the representation of the kingdom of Shambhala, and the enneagram 'process' diagram to which we have compared it, the illustration is a seven-pointed figure with an opening at the bottom. In accord with tradition, pilgrims circumabulate it seven times. When Ibn 'Arabi, the great twelfth century Sufi mystic performed this ritual, according to Henry Corbin, the visionary's personal 'Holy Spirit' was invoked in a mystical vision, a 'theophany of the divine Alter Ego' 5. Out of this revelation the book that was to become known as the 'Bible of esoterism in Islam' 6, Ibn Arabi's FUTUHAT, emerged.

Ibn 'Arabi described his experience of the Mystic Youth that appeared to him in this way - 'I entered at once in his company, and suddenly he laid his hand on my chest and said to me: I am of the seventh degree in my capacity to embrace the mysteries of becoming, of the individual hexeity, and of the WHERE; the Divine Being existentiated me as a fragment of the Light of Eve in the pure state.' Corbin comments -

... the visionary is no longer the solitary self, reduced to his mere earthly dimension in the face of the inaccessible Godhead, for in encountering the being in whom the Gohead IS his companion he knows that he himself is the secret of the Godhead, and it is their 'syzygia', their twoness which accomplishes the circular processional: SEVEN times, the SEVEN divine attributes of perfection in which the mystic is successively invested. (Henry Corbin, Creative Imagination in the Sufism of Ibn Arabi, 1969, Princeton University Press, page 280)

Although Corbin mentions SEVEN 'divine attributes' (in addition to two participants - which are roughly equivalent to Ego and Self), in Buddhist texts the number of 'enlightened qualities' varies in relation to the teaching-context. Although it is not of paramount importance that they always number nine (or, for that matter, that the paths of transformation number nine either), there is at least one Buddhist text, the MAHAYANA UTTARATANTRA SASTRA, that does identify nine qualities of the enlightened being. It is a text that is celebrated for its exemplary path-of-realization approach.

So, along with the six (or nine) realms of existence (which, as we have seen, can be interpreted as psychological 'types'), and the nine levels (yanas) of the transformation process, we now also have Nine Examples of the 'changeless essence', the 'Buddha-qualities' inherent in the individual. In the text these nine are offered to explain nine different aspects of the the manner in which Buddha-nature can be present in all beings but obscured by temporary/accidental impurities. All depict situations in which a treasured object is hidden within another, less desirable, object -

1) a buddha in a decaying lotus, 2) honey amidst bees, 3) grains inside their husk, 4) gold in filth, 5) a treasure in the ground, 6) shoots and so on piercing through their fruits, 7) a buddha-statue inside tattered rags, 8) a future monarch in a poor and ugly woman's womb, 9) and an image of precious metal inside a clay mould. 7

The entire text, with accompanying commentaries, is a detailed exegesis on the meaning of these highly esoteric metaphors. The 'Nine Examples', furthermore, are correlated to 'Nine Types of Impurity'. Each is also associated with stages of the spiritual path, defined in various ways, and also to 'Nine Examples of Buddha Essence' (from which 'there is nothing whatsoever to remove, nor the slightest thing to add'). 8 It would take us too far afield to go into this material in detail here. In any case, we will be returning to this subject - the relationship between the Types, the Paths, and the Qualities - in the next paper in this series, and we need to turn our attention now to how these Buddhist and/or Sufi teachings could have been imported into Gurdjieff's understanding of the Enneagram.

The resemblence between the Sufi and Buddhist systems would strike us as nothing less than uncanny if it weren't for the geographical proximity of their roots in Central Asia. LePage, also struck by the similarities, cites the views of one of Ouspensky's students on this matter. As she explains in her book on the legend of Shambhala, 'The British philosopher and mathematician J.G. Bennett says that in Xianjiang, the heart of Inner Asia, Muslim Sufis have lived for centuries in harmony with the lamas, sharing many of their doctrines and deeper tantric techniques...' 9. In addition, as it turns out, Gurdjieff was apparently quite successful in gaining admission into the inner circle in BOTH communities. For, according to LePage,

Afghans assert that the celebrated Armenian magus and spiritual teacher George Gurdjieff was the only outsider permitted to penetrate the outer ring of Sufi centers, where he was trained by Bahuddin Nakshband, one of the outer masters; but that as for the initiates in the central strongholds, 'no one will tell an outsider anything more', says King, 'than that their monasteries exist'. They are called by Afghans the People of the Tradition and are supposed to be in touch with extraterrestrial intelligences and to be the custodians of the secret traditions that are the basis of all religions and all human development. J.G.Bennett, who was closely associated with Sufism, believed they formed an inner circle of humanity and coined for them the name of the Hidden Directorate.

In Peter King's account [of Sufi monasteries, in Nuristan, that are laid out in concentric circles comprising an outer and inner, less accessible, rings] we are clearly being presented with something very like a great mandala in three dimensions expressive of the Sufi hierarchy, reminding us of the three-dimensional mandala that was built by the first King of Shambala in a park to the south of the mythical city of Kapala [the capitol of Shambhala]. That mandala too embodied the essence of the most spiritual teachings known to humanity, and it too converged on a transcendental center inhabited by deities. The Sufi hierarchy, which is headed by the Qutub or Axis and his two assistants, has many features in common with those of Shambhala and may be similar in its structure to other ethno-religious orders in Inner Asia, as the Sufi author Ernest Scott suggests. (LePage, Shambhala - the Fascinating Truth Behind the Myth of Shangri-lapages 52-53)

Not only did Gurdjieff succeed in gaining admission to inner Sufi circles, he was also apparently no stranger in Tibet. Klaus Vollmar reports that 'Gurdjieff visited Tibet as an agent of the Russian Czar in 1897, where he undoubtedly saw Mandalas'. And Bernbaum, in his book on Shambhala, mentions that around the same time, near the turn of the century, 'a Siberian lama named Dorjieff became an influential tutor of the [13th] Dalai Lama and persuaded him and other high Tibetan officials that since Russia nd Shambhala both lay to the north, they must be the same country. As a result, the Dalai Lama made a friendly overtures to the Czar and exchanged gifts with him, all the while snubbing the British in India'. 10

Whether or not Gurdjieff and this 'Dorjieff' may in fact be one and the same individual, it is clear that there were indeed favorable relations between Russia and Tibet during the years of Gurdjieff's visit to Tibet, as well as shared interest in the Shambhala teachings, heightened by the international politics of the time. It is likely, then, that Gurdjieff, whose interest in spiritual matters was not superficial or naive, would have had some familiarity not only with many of the aspects of the symbolism associated with the legend of Shambhala, as we've presented it here, but probably also with the Kalacakra teachings and the 'path of realization' approach that it embodies.

We have no way of knowing how much Gurdjieff may have learned and/or borrowed directly from the Tibetans regarding these matters - or from the Sufis, for that matter - or the extent to which the influence of either may have permeated his Enneagram teachings. But it is probably safe to conclude that, at the very least, he would have had some knowledge of the 3-fold approach to spiritual path, as well as an appreciation for the indispensable nature of the 3rd 'turning' of wheel of teachings and the elegant manner in which these three levels/phases of the teaching are integrated in other systems. Given this premise, it is hard to believe that he would have opted for omitting from his Enneagrammic system a 'path of realization' level of teaching.


Footnotes

1. Victoria LePage, Shambhala, the Fascinating Truth Behind the Myth of Shambhala, 1996, The Theosophical Publishing House, page 58.
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2. Victoria LePage, Shambhala, the Fascinating Truth Behind the Myth of Shambhala, 1996, The Theosophical Publishing House, page 47.
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3. Victoria LePage, Shambhala, the Fascinating Truth Behind the Myth of Shambhala, 1996, The Theosophical Publishing House, pages 53-53.
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4. Farid Ud-Din Attar, The Conference of the Birds, Afkham Darbandi and Dick Davis, 1984, Penguin Books, page 205.
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5. Henry Corbin, Creative Imagination in the Sufism of Ibn Arabi, 1969, Princeton, page 53.
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6. Henry Corbin, Creative Imagination in the Sufism of Ibn Arabi, 1969, Princeton, page 73.
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7. Arya Maitreya & Acarya Asanga,The Changless Nature (Mahayana Uttara Tantra Sastra), K.&C.M.S.A Holmes, 1979, Karma Drubgyud Darjay Ling, Scotland, page 51.
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8. Arya Maitreya & Acarya Asanga,The Changless Nature (Mahayana Uttara Tantra Sastra), K.&C.M.S.A Holmes, 1979, Karma Drubgyud Darjay Ling, Scotland, page 143.
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9. Victoria LePage, Shambhala, the Fascinating Truth Behind the Myth of Shambhala, 1996, The Theosophical Publishing House, page 50.
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10. Edwin Bernbaum,The Way to Shambhala - A Search for the Mythical Kingdom beyond the Himalayas,1980, Anchor Books, page 17.

This is confirmed in a much earlier work, The Superhuman Life of Gesar of Ling (1987, Shambhala, page 45), by Alexandra David-Neel & Lama Yongden, where it is reported that  -

The Venerable Ekai Kawaguchi, a Japanese who stayed for a time in Lhasa a little more than thirty years ago [circa 1900], thinks that a lama of the 'Yellow' sect was the originator of the legend of Shambala, which he localized in Kashmir and from where, according to him, a conquering prince would rise who would become the master of the world and spread Buddhism throughout it. Later on, according to the same informant, the political envoy of the Tzar, a Siberian Lama Dorjieff, had adroitly used this prophecy to increase Russian influence in Tibet, by declaring that Chang [i.e., north] Shambala was Russia.
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