The 'Couette System' in Chaos Science, the Mandala, and the Enneagram
Abstract
A follow-up to our recent series 'The Enneagram as Mandala',
this piece looks into some rather remarkable parallels that exist between the
'couette systems' that are used to investigate fluid dynamics and 'mandalas'. Who could have imagined that by taking the mandala quite LITERALLY, and placing fluid between the spinning inner and outer rings, one could elicit in that fluid the kind of strange patterns that the symbol of the mandala causes us to expect, albeit at a rather abstract level that we have all the reason in the world to want to construe as FIGURATIVE?
In 'The Enneagram as Double-Mandala we saw that double-mandalas are
often conceived as machines with concentrically placed wheels that can spin not only independently of each other, but in opposite directions. In contemporary science, a physical device similar in design is used to study fluid dynamics in turbulent systems. The studies that have emerged from the use of this apparatus, called a 'Couette System', are in large part responsible for the advent of a new branch of science. 'Chaos science', as it is sometimes called, arrives at similar conclusions to the ones mystics educe from the structure, movement, and meaning of the mandala.
In 'Part III' of the above-mentioned paper, for instance, we observed how the ancient Shri Yantra symbol was cleverly drawn in such a way as to force our attention toward the anomalous center of the diagram, where symmetry collapses. This results in the arisal of a 'superflous form' (the ninth triangle) out of which the symmetrical pattern at the diagram's fringe paradoxically seems to emerge from an expanding wave of larger and larger triangles. On the basis of the experiments done with the Couette System, contemporary scientists now propose that pattern and complexity arise as a result of 'breaks in symmetry', similar to what is being simulated in the Shri Yantra.
We also noted how the dilation/expansion process that occurs in our attention as we view the
Shri Yantra is most aptly symbolized by the spiral (in two dimensions), or by the the vortex or donut-shaped 'torus' (in three dimensions). When the cylinders in a Couette System are made to revolve, the fluid between them takes on two basic forms, two 'modes' - vorticular and spiral.
Furthermore, an interesting SEQUENCE of forms appear in a Couette System as the speed of the
rotating cylinders is varied. The 'featureless' state that the fluid in the system first exhibits is replaced by vorticular and spiral forms, which are distorted in various ways as the speed is increased. At a certain point, a featureless chaotic state once again takes the place of these forms. As the speed is increased yet further, out of this void vorticular shapes once again arise. Scientists speak of these latter forms, which occur AFTER the system has turned turbulent, as patterns 'superimposed' ON the turbulence/chaos, in much the same way in which the 'temporal order' in the mandala is conceived as 'superimposed' on the 'eternal order'.
As we saw in 'The Enneagram as Triple-Mandala, when the three-fold nature of the mandala is emphasized, its structure is conceived as 1) layered, comprised
of separate SUPERIMPOSED 'outer', 'inner', and 'innermost' or 'secret' mandalas, which are
2) liminocentrically organized - ie, arranged in a concentric fashion in which the innermost structure is believed to wrap back around on, and become identical with, the outermost structure, so that 3) after a certain number of inward 'turnings' of the mandalic 'wheel' (three and a third?) one finds oneself back at the outermost edge.
When, in Chaos Science, the notion of an alternation of form and chaos is ultimately replaced by the concept of SIMULTANEOUS form and chaos, form 'superimposed' on chaos, this is very similar to the realization associated with advanced stages of meditation and represented by the mandala - that 'emptiness' is NOTHING OTHER than 'appearance' (and vice versa). This replaces an earlier view, toward which beginners in meditation are inclined, in which states of emptiness and appearance ALTERNATE. The mandala, by utilizing the metaphor of 'superimposition', AND by taking the innermost layer as identical to the outermost, conceives a structure that seeks not only to reconcile form and emptiness, but also to reconcile simultaneity with alternation - and, ultimately, the psychology of 'renunciation' (which underwrites the possibility of change) with the psychology of 'realization' (which understands the 'goal' of spiritual practice to somehow be pre-existant).
It seems rather remarkable that such parallels between a physical system and the symbol that it resembles, could, in the first place, even be possible. Until one appreciates that both enterprises are motivated by a quest that dares to dream a dream that is both logically impossible and experientially unavoidable. For both seek to RECONCILE orders of existence that are by defintion INCOMMENSURABLE - a veritable contradiction in terms, whether the terms we use to describe these orders be conceived as form and emptiness, appearance and essence, symmetry and asymmetry, chaos and order, or simply 'feature' and 'featurelessness'.
Are the Chaoticians, like the Alchemists of old, at some level projecting a profound
psychological truth, about the very nature of the mind (and consciousness, in particular), onto the 'Couette Systems' that they use to observe turbulent flow? Is the truth that they see when staring into the chaotic turbulence one that is yet to be accepted by mainstream PSYCHOLOGY - a truth about the strangely liminocentric structure of human consciousness, and its ESSENTIALLY paradoxical nature? Is it this truth that is struggling to emerge in chaos science, in the same way that the insights that comprise what we now think of as 'depth psychology' made their first appearance in the Alchemist's test tube?
The apparatus that he used to study what has come to be known as 'shear flow' is still referred to as a 'Couette system', although Couette neither invented it nor was the first amongst his peers to utilize it in a productive way in science. Approximately two hundred years earlier, Newton, in his PRINCIPIA (1687), discussed the motion of fluid between two revolving cylinders. And in the same year that Couette began his studies such a device had already been successfully used to measure the viscosity of fluids.
According to Stewart and Golubitsky, although shear flow between concentric cylinders
holds much interest for the fluid dynamicist, it lacks appeal from the point of view
of pattern, 'because it seems not to have any' 1. It is a 'featureless, smooth flow that looks pretty much the same at all points of the cylinder' - which was precisely what Couette wanted. Such simplicity made it easy for him to measure what he was interested in studying.
But when the SPEED of the cylinder is progressively increased, the Couette System 'generates
a whole range of remarkable flow-patterns, in addition to the relatively boring
shear flow for which he designed it'. Speed up the cylinder, as scientists
demonstrated in 1923, and the flow stops being uniform and 'breaks up into
regular and repetitive layers of vortices, like a stack of donuts'. Make the cylinder rotate even faster, and the vortices develop a wavy shape, with the wave rotating slowly around the cylinder (this is called WAVY VORTEX FLOW). Speed up the cylinder still more and the 'wavy boundary oscillates up and down as well as rotating, rather like ponies on a merry-go-round'. This is called MODULATED WAVY VORTICES. Keep speeding up the cylinder and there is a rapid series of changes until 'the flow becomes turbulent, though still wavy'. This is called WAVY TURBULENCE.2
When the inner cylinder of this three-dimensional mandala is, in other words, moved indepedently of the outer cylinder, a VORTICULAR flow-pattern is created. In an earlier paper in our Mandala Series, we saw how, similarly, out of the relative MOVEMENT that becomes conceptually possible when one conceives of the mandala as a DOUBLE-mandala there naturally emerges the idea of a donut shaped figure that seems to most aptly represent the mandala-principle when we map it into three dimensions. In the Couette system, as the inner cylinder is speeded up, the vortex distorts in various ways. And then turbulence finally reigns. The whole series seems, in general, to be following the first few steps in a familiar Buddhist sequence - there is a primordial emptiness (the featureless 'shear flow') out of which 'Form' (the Taylor vortex) appears, but then, by virtue of meditation, 'emptiness' (nearly featureless 'wavy turbulence') emerges once again out of that 'form'.
This not the end of the story about the experiments performed using the Couette
System, however. For when you continue to increase the speed of the inner cylinder in the Couette system, as was subsequently done, something rather remarkable happens -
This state is known as TURBULENT TAYLOR VORTICES. Out of the chaotic system, a new order emerges. Form once again appears out of emptiness. Using our Buddhist analogy, there is a return to the 'mundane order', as it were. Of particular interest to us is how Stewart and Golubitsky are inclined to see this re-appearance of the 'Taylor Vortices', which occurs at very high speeds, as a SUPERIMPOSITION of pattern on the underlying turbulence or chaos.
This is not unlike the way in which the mandala, using the metaphor of 'superimposition',
achieves the reconciliation of the two 'incommensurable' orders of existence (of form and emptiness, or appearance and essence). Buddhists (and other mystics) talk about a third, advanced stage of realization - in addition to the realization that 'form is emptiness', and 'emptiness is form'. This happens when one realizes that 'form is NOTHING OTHER than emptiness, and emptiness is NOTHING OTHER than form'! So form and emptiness are no longer conceived as exclusive polar opposites that need to ALTERNATE - they are simultaneously occuring, although this may seem quite paradoxical. The paradox is, however, the same one that intrigues and attracts and is embraced by contemporary chaos scientists - who now seem willing to speak of systems that are ESSENTIALLY chaotic manifesting APPARENT order, whether this proposition be paradoxical or not.
The contemporary chaos scientist is doing something, psychologically speaking,
very similar to what the mystics who utilize the mandala as an explanatory device
have been doing all along. They are conceiving of these 'post turbulent' patterns as 'superimposed, as it were' on the turbulence - a kind of layered phenomenon or epiphenonmenon resulting.
Pattern is construed as superimposed on an underlying 'chaotic' organization, in the
same way that 'form', for the mystic, is conceived as an 'outer mandala' superimposed on the
FORMLESS underlying substratum of existence which is the 'innermost' or 'secret'
mandala (secret in the sense that it is not privy to us as an 'object' in everday
'dualistic' consciousness).
Both the mystic and the scientist are struggling to reconcile two incommensurable
orders of existence. We say 'struggling', because both are operating within the context of
languages that insist on logical consistency (ie, non-contradictory, non-paradoxical
formulations) while self-contradiction is in reality unavoidable, at least at this rather
profound level of description.
In the Couette System experiments describing above the
outer cylinder was held fixed. In the 1960s and 70s, however, DiPrima and his students
at Rensselaer Polytechnic Institute studied what happened in such a system when the outer cylinder is rotated in the OPPOSITE direction to the inner one - in which case the initial pattern that appears in the fluid is not a Taylor vortex, but a spiral.
The helical spirals that appear when the outer cylinder is turned in an opposite direction
look and behave like the ones on a barber's pole. An illusion is created - as the stripes appear to move up the pole, while in fact they're actually simply rotating. 'It's quite disturbing to watch the spiral flow', Stewart and Golubitsky admit, 'you sit there waiting for the fluid to come out of the top of the apparatus, and feel somewhat foolish'. 3
Although the illusion created by the Shri Yantra was undoubtedly intentional and the illusion created by helical flow in a Couette system occurs naturally, the parallel is intriguing.
Such 'illusions', as it turns out, seems to occur at comparatively advanced states in
both systems.
Finally, when the speed of BOTH cylinders in the Couette system are made to VARY,
What is interesting here is that these patterns are conceived as emerging OUT of turbulent
(ie, chaotic) flow. How do they arise? Why do they arise? Stewart and Golubitsky
propose that as the speed of the inner cylinder in the initial series of experiments
is increased, there is a progressive 'loss of degrees of symmetry' in the Couette
system, resulting in an increase in pattern.
The Couette system - the apparatus - was designed to be a system with many degrees of symmetry, for the sake of simplicity and ease of calculation, as we've already mentioned.
But as one progresses through all of the forms of flow that arise as the inner cylinder is progressively speeded up (as described in the above) fewer and fewer of the symmetries in the original system are maintained.
Presumably ... but what about turbulent Taylor vortices? They may not have
any symmetry, but they do have a sort-of pattern. We'll see in chapter 9
that even the turbulent states may have their own kind of symmetry. But
for now, the essential point is this: the main sequence is a series of
steps, at each of which symmetry is lost, until by the end it has all
disappeared. It's a symmetry breaking cascade. (Stewart and Golubitsky,
page 113)
A 'symmetry breaking cascade' - that is a phrase that could have been
aptly used to describe the relationship between the nine superimposed mandalas
in the Shri Yantra, starting with the symmetrical outermost mandala, and ending
up with the asymmetrical innermost figure (where, by virtue of the illusion,
symmetry is expected, but in fact ABSENT).
In the Enneagram we see something similar. In the hands-on PUZZLE
that appears in Issue Four of the Journal, we explored some of the symmetry-related
features of the Enneagram. In the next section of the present paper we will expand upon
what was said there.
Degrees of Symmetry and The Enneagram
Imagine that you are given a circle with nine points on it, equally spaced. Using 9 straight lines, connect the points, but in such a way that each point has two and only two lines
extending from it. Here are six solutions to that problem, six figures
with varying degrees of 'reflective symmetry' -
In this series of figures, as we 'break symmetry' by moving from figures with 9 degrees of reflective symmetry to 3 or less, we gain irregularities and there is more complexity in the pattern that is exhibited. This is very interesting, in light of Stewart and Golubitsky's thesis - that pattern formation occurs through symmetry-breaking. As degrees of symmetry in a structure are lost, more complex patterns emerge. An example of this is locomotion in bipeds and quadrapeds, which, according to Stewart and Golubitsky comprise a naturally occuring biological analogue for what happens in the series of shapes that emerge in the
Couette System experiments.
Movement and Symmetry-breaking in the Enneagram
Human beings are bipeds with bilateral body symmetry. If we are to locomote in a manner that conserves the bilateral symmetry in our bodies, we would have to hop - putting both our right and left feet forward at the same time. But it is more efficient to 'break' bilateral symmetry and alternate foward placement of the right foot with forward placement of the left feet. In this way we can move FASTER and more effectively than we can by hopping.
Indeed, in quadrapeds we see not two, but rather a number of 'gaits'. And as the animal speeds up he or she CHANGES gait, at critical junctures. Horses, for instance, can walk, trot, pace, bound, transverse gallop and rotary gallop, canter, and pronk. The differences between these may be found in the order in which their four hooves meet the ground. Imagine that you are walking forward, and behind you is walking another individual, with his hands on your shoulders. This arrangement simulates a quadraped. If you and he are walking in lock-step, both putting your right foot forward at approximately the same time, this is similar to what the horse does when 'pacing'. On the other hand, if when you lift your left leg to bring it forward he lifts his right leg, and when you lift your right leg he lifts his left, they you are simulating what the horse does when it 'trots'.
You can diagram all of this in the following way. In the square configuration below, LF means 'left front foot', RF means 'right front foot', LH means 'left hind foot' and RH means
'right hind foot'. Imagine that when you are looking at this simple diagram you are viewing the horse from above, the perspective a rider would have.
Now, if we replace the letters with numbers that show the order in which these four feet hit the ground, we could diagram how a horse 'paces' in the manner shown in the figure below. Left front and left hind foot hit the ground together, as we said above, and then right front and right hind foot hit the ground together.
The 'trot' can be diagrammed in the following way. You can try this out on your hands and knees. You may find that it's actually easier to DO than to visualize doing.
The 'rotary gallop' looks like -
or (with opposite orientation) -
The 'bound' can be diagrammed as -
The horse's 'walk' or 'amble' may be diagrammed as -
or -
And the 'pronk' (which is like our 'hop') looks like -
The 'canter' is a rather strange gait that is difficult to diagram and does not come naturally to horses, if one is to believe Stewart and Golubitsky. They need to be trained to do it, and some never learn. The movement of the left front and right hind legs are presumably 'a rather arbitrary amount out of phase with the strongly coupled diagonal pair'. As there is a 'left footed' and a 'right footed' canter, it is possible to diagram the canter in two ways -
When horses pick up speed they shift from a walk to a trot to a canter and into
a gallop. Wildebeasts shift directly from a walk to a canter. And crocodiles, by the
way, can do both the rotary and transverse gallop.
The most symmetric gait is the 'pronk', and one doesn't get very far doing it.
The trot has fewer symmetries than the pronk, and the pace and bound have similar
symmetries to the trot. And the rotary gallop has even fewer symmetries than the trot -
since no leg does exactly the same thing as any other.
And, although there are evolutionary advantages to biological symmetry4, there are also advantages to breaking symmetry. For,
in general, 'the faster the animal moves, the less symmetry its gait has'.5
But what does this have to do with the Enneagram? As the reader may recall, in our
analysis of the movements that are associated with the mandala (and the mandala offering in particular) we discovered some that were quite counter-intuitive - and these were associated with the 'inner' figure of the mandala, representing the 'temporal' order. In the Enneagram it is the inner 6-pointed figure that moves according to the odd 1-4-2-8-5-7 sequence, 'breaking symmetry' in this way.
If the Enneagram were a fat, circular, bug with six feet it would probably walk with
a gait that looks something like -
The Enneagram, however, isn't a catepillar. And it is not physical locomotion that is its primary concern. But the question that Stewart and Golubitsky's analysis of locomotion and symmetry raises nevertheless applies to the Enneagram. For it DOES makes sense to ask 'What kind of advantage is born from this strange pattern in the Enneagram, which, as we've seen, results in an seven-fold LOSS of symmetry as compared to other ways in which the diagram could be drawn?'
It is probably safe to say that if there is an advantage to the loss of symmetry that results from the presence of the 6-pointed figure in the Enneagram, we will find it in the psychological PROCESSES of individuals - the equivalent in the mental life of individuals to locomotion in the physical sphere. As we've shown in our series on mandalas, an analysis of this 6-sided figure, the central tool associated with the 'Enneagram of Process' teachings, leads one to the concept of a NON-LINEAR sequencing order (ie, a circle) which encourages feedback and feedforward moves (leaps forward in the sequence, and leaps back). It does this in a way that is responsive (at point 6) to forces that break into the system from the outside (at point 3), or from higher 'levels' of the system, and produce something 'new' OUTSIDE of the system, at that higher level (at point 6). The Enneagram is thus, in its function, not unlike that other mandala that we've studied in our series, the Shri Yantra. The loss of symmetry deliberately designed into that figure, the reader may recall, results in the creation of OPPORTUNITY, an opportunity for the birth of something new - something that is indeed 'superfluous' from the point of view of the prevailing paradigm, which is thereby 'transcended'.
In this way the mandala in general, and the Enneagram in particular, reveals a basic truth
about psychological process. At its most fundamental level, psychological process
in the human being is a function of mental shifts that mirror the phases in a war between incommensurable rival paradigms as they are simultaneously held in mind by the individual.
To put it more simply - psychological 'process' emerges from how we deal with reconciling the incommensurable orders of existence that we cannot avoid as beings with a consciousness that is liminocentrically structured and ESSENTIALLY paradoxical. The bifurcation of consciousness that results from the paradoxical nature of its structure is the happy 'fault', the grand
asymmetry in its design, which permits the entire world to come into existence for us.
This is the asymmetry that is reflected in the design of the Shri Yantra. And the
ramifications of this asymmetry with respect to psychological process is the aspect
that the Enneagram, in particular, seeks to follow up.
Iterated Equations and the Enneagram
In general, structure is gained as symmetry is lost, say Stewart and Golubitsky. When
a system is put under stress, 'the observed states lose symmetry and gain in complexity
(both spatial and temporal)'. 'But what about turbulent Taylor vortices?', they ask.
For, as the reader might recall, AFTER the speed of the inner cylinder in the Couette System
is increased to the point at which all symmetries break down and a chaotic state appears,
new forms arise. And THESE exhibit
This seems quite contradictory to the proposition that only when symmetry breaks will
structure appear.
As it turns out, symmetry-creation - which we liken here to the appearance of
the 'superflous ninth' in the psychology of the mandala -can be witnessed when certain types of equations are 'iterated' by computer, and the results are plotted on screen. An initial point
The figure to the right of this paragraph was NOT generated in the same way, but is somewhat
similar. It is the central figure in Escher's CIRCLE 4, which shows three 'devils' surrounded by six 'angels'.
Escher was a master of illusion. Utilizing figure-ground reversals, he created patterns that in reality could not possibly exist. CIRCLE 4 (below, left) is a good example of that.
But if, in reality, one were to try and make such a wallpaper design, the interlocking pieces would not 'pack' in the way that Escher's drawing suggests. Only if the shapes within the
figure were stretched in an odd way would it work, a fact that Escher hides from the viewer
by mapping the projected wallpaper design onto a sphere, where one makes a mental adjustment for the apparent 'stretches', seeing them as necessary compensations for perspective. At the outer edges of the figure, where cumulative discrepencies would be revealed in a flat wallpaper design, the shapes become smaller and harder to see, and any distortion is rationalized as a consequence of contour and perspective.
In the SHRI YANTRA an expectation of symmetry is created at the outer fringes of the
diagram - an expectation which, paradoxically, the diagram fails to fulfill
at the center. In Escher's painting, the converse happens. The strong and clear
inner figure, which promises three degrees of symmetry, AND the possibility of a repeating design, creates the ILLUSION of fulfillment, though real fulfillment of these expectations is in fact impossible.
Both the SHRI YANTRA and Escher's painting can be taken as suggesting the possibility
that symmetry and asymmetry may not be mutually exclusive features. One can thus see them as percursors to the kind of investigations, into 'symmetry breaking' and 'symmetry creation', in which Chaoticians like Stewart and Golubitsky are involved.
Combining the features of both figures, we might conceptually imagine a third (liminocentric) figure that is asymmetric at BOTH extremes (innermost and outermost), and ONLY at the extremes, yet symmetric in the 'in between' regions. Such a figure would be an apt symbol for consciousness itself, and might arguable be called the quintessential 'mandala'.
If consciousness is indeed structured in this way, it would not be surprising if the
(psychological) qualities that it manifests would frequently appear as POLARITIES that are
subject to what Jung described as 'enantiodromic shifts' - i.e., shifts in which
a thing, or quality, in its purist form, suddenly turns into its polar opposite.
In such a system, those qualities that will appear as 'perfections' at one level,
may manifest as 'defects' at another. The Enneagram provides us with a framework that invites looking at psychological qualities, and the personality types that are constructed out of such qualities, in precisely this way.
Footnotes
1. Ian Stewart and Martin Golubitsky, Fearful Symmetry - Is God a Geometer?,
1992, Penguin Books, page 106.
2. Ian Stewart and Martin Golubitsky, Fearful Symmetry - Is God a Geometer?,
1992, Penguin Books, pages 106-9. 3. Ian Stewart and Martin Golubitsky, Fearful Symmetry - Is God a Geometer?,
1992, Penguin Books, page 109.
4. According to Stewart and Golubitksy, there may very well be evolutionary advantages to
having symmetry. 'By definition, a symmetrical object repeats the same structure many
times', so the instructions needed for building such an object can be compactly
encoded in DNA - which, in effect, has only to say something like 'here's how to make one segment ... now repeat this forty times'. Ian Stewart and Martin Golubitsky, Fearful Symmetry - Is God a Geometer?,
1992, Penguin Books, page 162. 5. Ian Stewart and Martin Golubitsky, Fearful Symmetry - Is God a Geometer?,
1992, Penguin Books, page 215.
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